| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-11-06 | - |
| Rep | 就證券提供意見 | 2025-11-06 | - | |
| Rep | 證券交易 | 2025-11-06 | - | |
| SPDB International Capital Limited | Rep | 證券交易 | 2024-06-06 | 2025-10-22 |
| RO | 證券交易 | 2023-11-14 | 2024-06-06 | |
| Rep | 證券交易 | 2023-09-15 | 2023-11-14 | |
| Rep | 就機構融資提供意見 | 2023-09-15 | 2025-10-22 | |
| SPDB International Securities Limited | Rep | 證券交易 | 2023-09-15 | 2025-10-22 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2017-07-26 | 2023-06-18 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-07-26 | 2023-06-18 |
| Rep | 證券交易 | 2017-07-26 | 2023-06-18 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2016-10-24 | 2017-06-30 |
| Rep | 提供資產管理 | 2016-10-24 | 2017-06-30 | |
| Rep | 證券交易 | 2016-10-24 | 2017-06-30 | |
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2014-02-25 | 2014-04-30 |
| Rep | 提供資產管理 | 2014-02-25 | 2014-04-30 |
已採集記錄中暫無金管局登記。