| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited | Rep | 就證券提供意見 | 2020-03-09 | 2021-05-23 |
| Rep | 期貨合約交易 | 2020-03-09 | 2021-05-23 | |
| Rep | 證券交易 | 2020-03-09 | 2021-05-23 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2019-08-27 | 2020-02-29 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-08-27 | 2020-02-29 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-05-10 | 2020-02-29 |
| Rep | 證券交易 | 2018-08-30 | 2020-02-29 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-08-30 | 2020-02-29 |