| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2026-06-10 | - |
| Rep | 證券交易 | 2026-06-10 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2026-06-10 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2025-07-28 | 2025-10-11 |
| Rep | 就證券提供意見 | 2025-07-28 | 2025-10-11 | |
| Rep | 期貨合約交易 | 2025-07-28 | 2025-10-11 | |
| Rep | 證券交易 | 2025-06-24 | 2025-10-11 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2023-05-22 | 2025-05-24 |
| AJ Securities Limited | Rep | 證券交易 | 2018-08-31 | 2023-04-28 |
金管局記錄暫時無法載入，請稍後重試。