| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Win Securities Limited | RO | 證券交易 | 2026-06-29 | - |
| CMB INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2025-08-18 | 2025-12-01 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-08-18 | 2025-12-01 |
| RO | 證券交易 | 2025-08-18 | 2025-12-01 | |
| Zircon Securities (HK) Limited | RO | 就期貨合約提供意見 | 2024-07-09 | 2025-05-31 |
| RO | 期貨合約交易 | 2024-07-09 | 2025-05-31 | |
| RO | 提供資產管理 | 2023-03-07 | 2025-05-31 | |
| RO | 就證券提供意見 | 2021-09-10 | 2025-05-31 | |
| RO | 證券交易 | 2021-09-10 | 2025-05-31 | |
| FUZE SECURITIES (INTERNATIONAL) LIMITED | RO | 就證券提供意見 | 2019-11-07 | 2020-07-31 |
| RO | 證券交易 | 2018-09-03 | 2020-07-31 |