| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2025-09-16 | - |
| Rep | 證券交易 | 2025-09-16 | - | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2025-09-16 | - |
| Rep | 證券交易 | 2025-09-16 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2021-12-29 | 2023-12-01 |
| CMB International Securities Limited | Rep | 證券交易 | 2019-02-15 | 2021-11-12 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2018-09-06 | 2021-11-12 |
| Rep | 證券交易 | 2018-09-06 | 2021-11-12 |