| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2025-06-13 | - |
| RO | 證券交易 | 2025-06-13 | - | |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2025-06-13 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2025-03-20 | 2025-06-13 |
| Rep | 證券交易 | 2025-03-20 | 2025-06-13 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2025-03-20 | 2025-06-13 |
| ABCI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-09-24 | 2024-12-09 |
| RO | 證券交易 | 2024-09-24 | 2024-12-09 | |
| ABCI Securities Company Limited | RO | 證券交易 | 2024-09-24 | 2024-12-09 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-07-17 | 2024-09-24 |
| Rep | 證券交易 | 2018-07-17 | 2024-09-24 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2018-07-17 | 2024-09-24 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2017-05-15 | 2018-07-03 |
| Rep | 證券交易 | 2016-05-20 | 2018-07-03 | |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2015-05-11 | 2016-05-04 |
| Rep | 證券交易 | 2015-05-11 | 2016-05-04 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-03-03 | 2015-04-30 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2014-03-03 | 2015-04-30 |
已採集記錄中暫無金管局登記。