| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2020-12-01 | 2022-10-21 |
| Rep | 就證券提供意見 | 2020-12-01 | 2022-10-21 | |
| Rep | 證券交易 | 2020-11-24 | 2022-10-21 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2018-09-11 | 2020-08-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2018-09-11 | 2020-08-03 |