| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2026-06-24 | - |
| Rep | 證券交易 | 2026-06-24 | - | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2023-06-06 | 2026-01-05 |
| Rep | 證券交易 | 2023-06-06 | 2026-01-05 | |
| JQ Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-07-18 | 2023-05-24 |
| Rep | 提供資產管理 | 2022-07-18 | 2023-05-24 | |
| Rep | 證券交易 | 2022-07-18 | 2023-05-24 | |
| Glory Sun Securities Limited | Rep | 就機構融資提供意見 | 2021-12-24 | 2022-04-13 |
| Atlantic Asset Management Limited | Rep | 就證券提供意見 | 2021-07-12 | 2021-11-16 |
| Rep | 提供資產管理 | 2021-07-12 | 2021-11-16 | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2020-06-08 | 2021-06-30 |
| Rep | 提供資產管理 | 2020-06-08 | 2021-06-30 | |
| Rep | 期貨合約交易 | 2020-06-08 | 2021-06-30 | |
| Rep | 證券交易 | 2020-06-08 | 2021-06-30 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2019-08-27 | 2020-05-30 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-08-27 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-05-10 | 2020-05-30 |
| Rep | 證券交易 | 2018-09-19 | 2020-05-30 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-09-19 | 2020-05-30 |
已採集記錄中暫無金管局登記。