| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-08-06 | 2026-07-15 |
| Rep | 證券交易 | 2025-08-06 | 2026-07-15 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-09-22 | 2025-07-05 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2022-09-22 | 2025-07-05 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-09-19 | 2020-02-27 |
| Rep | 證券交易 | 2018-09-19 | 2020-02-27 |