| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2024-05-14 | 2025-07-09 |
| Rep | 證券交易 | 2024-05-14 | 2025-07-09 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-01 | 2020-11-17 |
| Rep | 證券交易 | 2015-04-28 | 2018-09-30 | |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2015-03-16 | 2018-09-30 |
| Rep | 證券交易 | 2014-03-10 | 2014-10-07 |