| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-02-04 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-12-10 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-12-10 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2015-05-15 | 2015-11-06 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2014-07-02 | 2015-11-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-03-10 | 2015-11-06 |
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