| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2026-10-09 | - |
| Rep | 就證券提供意見 | 2026-10-09 | - | |
| Rep | 期貨合約交易 | 2026-10-09 | - | |
| Rep | 證券交易 | 2026-10-09 | - | |
| FIL Investment Advisors | Rep | 就證券提供意見 | 2024-03-22 | 2026-08-28 |
| Rep | 提供資產管理 | 2024-03-22 | 2026-08-28 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2024-03-22 | 2026-08-28 |
| Rep | 提供資產管理 | 2024-03-22 | 2026-08-28 | |
| Rep | 證券交易 | 2024-03-22 | 2026-08-28 | |
| abrdn Hong Kong Limited | Rep | 就證券提供意見 | 2020-09-28 | 2024-01-05 |
| Rep | 提供資產管理 | 2020-09-28 | 2024-01-05 | |
| Rep | 證券交易 | 2020-09-28 | 2024-01-05 | |
| Rep | 證券交易 | 2018-10-02 | 2018-12-23 |
已採集記錄中暫無金管局登記。