| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-05-05 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-05-05 | - |
| Rep | 證券交易 | 2022-05-05 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-10-09 | 2022-02-17 |
| Rep | 就證券提供意見 | 2018-10-09 | 2022-02-17 | |
| Rep | 期貨合約交易 | 2018-10-09 | 2022-02-17 | |
| Rep | 證券交易 | 2018-10-09 | 2022-02-17 |