| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2026-08-05 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2026-08-05 | - |
| VALUABLE CAPITAL LIMITED | Rep | 期貨合約交易 | 2025-10-23 | 2026-07-21 |
| Rep | 證券交易 | 2025-10-23 | 2026-07-21 | |
| Gentleman Capital Limited | Rep | 證券交易 | 2025-01-16 | 2025-09-09 |
| Rep | 提供資產管理 | 2024-02-29 | 2025-09-09 | |
| Mighty Divine Investment Management Limited | Rep | 提供資產管理 | 2021-08-16 | 2024-01-02 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-03-22 | 2021-07-08 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2021-03-22 | 2021-07-08 |
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2021-03-22 | 2021-07-08 |
| Bright Smart Asset Management Limited | Rep | 提供資產管理 | 2019-12-24 | 2021-02-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2019-12-24 | 2021-02-08 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2019-12-24 | 2021-02-08 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2019-03-18 | 2019-10-08 |
| Rep | 提供資產管理 | 2019-02-18 | 2019-10-08 | |
| EXCELLENT TIDE SECURITIES LIMITED | Rep | 證券交易 | 2018-10-12 | 2019-10-08 |
| South China Futures Investment Limited | Rep | 期貨合約交易 | 2018-10-12 | 2019-10-08 |
已採集記錄中暫無金管局登記。