| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLUE POOL CAPITAL LIMITED | Rep | 提供資產管理 | 2024-05-29 | 2025-10-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-06-08 | 2024-04-19 |
| Rep | 就證券提供意見 | 2021-06-08 | 2024-04-19 | |
| Rep | 證券交易 | 2021-06-08 | 2024-04-19 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-06-08 | 2024-02-26 |
| Rep | 就證券提供意見 | 2021-06-08 | 2024-02-26 | |
| Rep | 證券交易 | 2021-06-08 | 2024-02-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2018-10-16 | 2021-05-07 |
| Rep | 就證券提供意見 | 2018-10-16 | 2021-05-07 | |
| Rep | 證券交易 | 2018-10-16 | 2021-05-07 |