| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2025-12-02 | - |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2024-03-12 | - |
| Rep | 證券交易 | 2024-03-12 | - | |
| AUREUM INFINITY CAPITAL LIMITED | Rep | 證券交易 | 2021-07-12 | 2024-02-14 |
| Rep | 就證券提供意見 | 2021-01-07 | 2024-02-14 | |
| Rep | 提供資產管理 | 2021-01-07 | 2024-02-14 | |
| China United Merchants Asset Management Company Limited | Rep | 提供資產管理 | 2019-11-27 | 2020-06-19 |
| Rep | 證券交易 | 2019-11-27 | 2020-06-19 | |
| Quantum Capital Management Limited | Rep | 就證券提供意見 | 2019-11-27 | 2020-06-19 |
| Rep | 提供資產管理 | 2019-11-27 | 2020-06-19 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-04-21 | 2017-03-07 |
| Rep | 就證券提供意見 | 2016-04-21 | 2017-03-07 | |
| Rep | 證券交易 | 2016-04-21 | 2017-03-07 | |
| Crosby Securities Limited | Rep | 就證券提供意見 | 2015-10-12 | 2016-03-11 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2014-03-17 | 2015-09-25 |
金管局記錄暫時無法載入，請稍後重試。