| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-05 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2016-10-27 | 2018-07-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2016-10-27 | 2018-07-20 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-03-19 | 2016-10-14 |
| Rep | 證券交易 | 2014-03-19 | 2016-10-14 |