| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-08-06 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-08-06 | - |
| Rep | 證券交易 | 2025-08-06 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-12-02 | 2025-06-26 |
| Rep | 期貨合約交易 | 2022-12-02 | 2025-06-26 | |
| Rep | 證券交易 | 2022-12-02 | 2025-06-26 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2014-03-20 | 2015-10-27 |
| Rep | 期貨合約交易 | 2014-03-20 | 2015-10-27 |