Thomas, Richard (SFC:BDD358)
證監會中央編號:BDD358
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2024-11-12 | 2024-11-14 |
| Rep | 就證券提供意見 | 2023-04-24 | 2023-04-28 | |
| Rep | 就證券提供意見 | 2019-11-29 | 2019-12-03 | |
| Rep | 就證券提供意見 | 2018-11-16 | 2018-11-21 | |
| Rep | 就證券提供意見 | 2016-05-16 | 2017-10-18 | |
| Rep | 證券交易 | 2016-05-16 | 2017-10-18 | |
| Rep | 就證券提供意見 | 2015-12-02 | 2015-12-04 | |
| Rep | 證券交易 | 2015-12-02 | 2015-12-04 | |
| Rep | 就證券提供意見 | 2015-05-11 | 2015-05-12 | |
| Rep | 證券交易 | 2015-05-11 | 2015-05-12 | |
| Rep | 就證券提供意見 | 2014-03-21 | 2014-03-28 | |
| Rep | 證券交易 | 2014-03-21 | 2014-03-28 |