| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2022-06-09 | - |
| Rep | 證券交易 | 2022-06-09 | - | |
| uSmart Securities Limited | Rep | 就證券提供意見 | 2021-06-11 | 2021-12-15 |
| Rep | 提供資產管理 | 2021-06-11 | 2021-12-15 | |
| Rep | 證券交易 | 2021-06-11 | 2021-12-15 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2020-05-28 | 2021-03-31 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-08-27 | 2020-04-08 |
| Rep | 提供資產管理 | 2019-08-27 | 2020-04-08 | |
| Rep | 證券交易 | 2018-10-25 | 2020-04-08 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-25 | 2020-04-08 |