| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Infinite Capital Limited (HK) | RO | 就證券提供意見 | 2018-05-29 | - |
| RO | 提供資產管理 | 2018-05-29 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-04-02 | 2017-06-20 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-08-14 | 2017-06-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-03-25 | 2017-06-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-03-25 | 2017-06-20 |