| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2017-05-15 | 2018-01-16 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2015-03-10 | 2023-10-17 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2015-03-10 | 2023-10-17 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2014-04-24 | 2015-03-04 |
| Rep | 期貨合約交易 | 2014-04-24 | 2015-03-04 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2014-03-25 | 2015-03-04 |
| Rep | 證券交易 | 2014-03-25 | 2015-03-04 |