| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2022-11-10 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2022-11-10 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-03-02 | 2022-08-12 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-02-17 | 2022-08-12 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2018-11-02 | 2020-12-23 |
| Rep | 證券交易 | 2018-11-02 | 2020-12-23 |
已採集記錄中暫無金管局登記。