| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JVSakk Asset Management Limited | Rep | 提供資產管理 | 2023-11-01 | 2024-03-17 |
| Rep | 就證券提供意見 | 2023-05-03 | 2024-03-17 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-12-03 | 2022-10-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-11-23 | 2022-10-31 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-02-06 | 2020-11-13 |