| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2026-07-21 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2022-06-06 | 2025-02-06 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-06-06 | 2025-02-06 |
| Rep | 證券交易 | 2022-06-06 | 2025-02-06 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2021-04-20 | 2022-05-13 |
| Rep | 提供資產管理 | 2021-04-20 | 2022-05-13 | |
| OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-10-14 | 2021-04-01 |
| Rep | 提供資產管理 | 2020-09-22 | 2021-04-01 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 提供資產管理 | 2019-01-03 | 2020-09-01 |
| Rep | 證券交易 | 2017-10-06 | 2020-09-01 |
已採集記錄中暫無金管局登記。