| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2022-03-24 | - |
| Rep | 就證券提供意見 | 2022-03-24 | - | |
| Rep | 期貨合約交易 | 2022-03-08 | - | |
| Rep | 證券交易 | 2022-03-08 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-02-11 | 2022-02-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-11-20 | 2022-02-28 |