| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2024-01-31 | - |
| Rep | 提供自動化交易服務 | 2024-01-31 | - | |
| Rep | 證券交易 | 2024-01-31 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-03-24 | 2020-02-29 |
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2014-03-31 | 2014-04-30 |
| Rep | 證券交易 | 2014-03-31 | 2014-04-30 |