| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-06-02 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2017-06-02 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2015-06-09 | 2017-05-18 |
| Rep | 證券交易 | 2015-06-09 | 2017-05-18 | |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2014-04-01 | 2015-05-20 |
| Rep | 證券交易 | 2014-04-01 | 2015-05-20 |