| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2024-04-08 | - |
| Rep | 證券交易 | 2024-04-08 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2024-04-08 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2024-03-12 | - |
| Asia Alternatives Advisor Hong Kong Limited | Rep | 提供資產管理 | 2018-11-26 | 2023-10-20 |