| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-11-11 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2026-11-11 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2025-04-25 | 2026-07-17 |
| Rep | 證券交易 | 2025-04-25 | 2026-07-17 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2025-01-27 | 2025-03-14 |
| Rep | 證券交易 | 2025-01-27 | 2025-03-14 | |
| BOCOM International (Asia) Limited | Rep | 證券交易 | 2020-01-09 | 2025-03-14 |
| Rep | 就機構融資提供意見 | 2019-12-04 | 2025-03-14 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-11-26 | 2019-10-26 |
已採集記錄中暫無金管局登記。