| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-02-16 | 2021-12-03 |
| Rep | 證券交易 | 2021-02-16 | 2021-12-03 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-02-16 | 2021-12-03 |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2018-11-23 | 2019-05-17 |
| Rep | 證券交易 | 2018-11-23 | 2019-05-17 |