| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2023-11-09 | - |
| Rep | 證券交易 | 2023-11-09 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-01-20 | 2023-10-31 |
| Rep | 證券交易 | 2021-01-20 | 2023-10-31 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2018-11-28 | 2020-12-11 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2018-11-28 | 2020-12-11 |
已採集記錄中暫無金管局登記。