| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | RO | 期貨合約交易 | 2026-05-06 | - |
| RO | 證券交易 | 2026-05-06 | - | |
| Rep | 期貨合約交易 | 2024-07-05 | 2026-05-06 | |
| Rep | 證券交易 | 2024-07-05 | 2026-05-06 | |
| Rep | 提供資產管理 | 2024-06-28 | - | |
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | Rep | 提供資產管理 | 2022-04-26 | 2024-06-10 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-09-26 | 2022-02-25 |
| Rep | 證券交易 | 2018-09-17 | 2022-02-25 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-06-06 | 2018-08-03 |
| Rep | 證券交易 | 2017-06-06 | 2018-08-03 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-04-02 | 2017-05-19 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-04-02 | 2017-05-19 |
已採集記錄中暫無金管局登記。