| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2022-06-16 | 2023-06-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-06-16 | 2023-06-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2022-04-28 | 2023-06-30 |
| Rep | 證券交易 | 2022-04-28 | 2023-06-30 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就證券提供意見 | 2018-11-30 | 2022-02-19 |
| Rep | 證券交易 | 2018-11-30 | 2022-02-19 |