| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2021-04-09 | - |
| Rep | 證券交易 | 2021-04-09 | - | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2020-07-27 | - |
| Rep | 期貨合約交易 | 2020-06-23 | - | |
| Rep | 證券交易 | 2020-06-23 | - | |
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2018-11-30 | 2020-05-28 |
| Rep | 證券交易 | 2018-11-30 | 2020-05-28 |