| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2023-06-06 | - |
| Rep | 提供資產管理 | 2023-06-06 | - | |
| Yaw Kai Financial Group Limited | Rep | 就證券提供意見 | 2021-06-22 | 2023-03-01 |
| Rep | 提供資產管理 | 2021-06-22 | 2023-03-01 | |
| Rep | 證券交易 | 2021-05-12 | 2023-03-01 | |
| Eddid Securities and Futures Limited | Rep | 證券交易 | 2020-05-11 | 2021-04-23 |
| Rep | 就期貨合約提供意見 | 2020-03-31 | 2021-04-23 | |
| Rep | 期貨合約交易 | 2020-03-31 | 2021-04-23 | |
| XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-12-03 | 2020-03-03 |
| Rep | 期貨合約交易 | 2018-12-03 | 2020-03-03 |