| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2021-01-04 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-08 | 2020-12-15 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-12-07 | 2020-12-15 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-12-07 | 2020-12-15 |