| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-10-21 | 2022-11-14 |
| Rep | 證券交易 | 2021-10-21 | 2022-11-14 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2020-12-01 | 2021-04-29 |
| Rep | 就證券提供意見 | 2020-12-01 | 2021-04-29 | |
| Rep | 期貨合約交易 | 2020-11-05 | 2021-04-29 | |
| Rep | 證券交易 | 2020-11-05 | 2021-04-29 | |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-06-19 | 2020-10-24 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2019-06-19 | 2020-10-24 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期貨合約交易 | 2018-12-07 | 2019-05-31 |