| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2025-11-17 | - |
| Rep | 期貨合約交易 | 2025-11-17 | - | |
| Rep | 證券交易 | 2025-11-17 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-03-26 | 2024-08-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-12-17 | 2024-08-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-12-17 | 2024-08-09 |