| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 就證券提供意見 | 2026-11-03 | - |
| RO | 證券交易 | 2026-11-03 | - | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2023-03-14 | - |
| Rep | 證券交易 | 2023-03-14 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-08-04 | 2026-11-03 |
| Rep | 證券交易 | 2022-08-04 | 2026-11-03 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-08 | 2022-06-30 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-12-18 | 2022-06-30 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-12-18 | 2022-06-30 |
已採集記錄中暫無金管局登記。