| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2015-09-22 | 2015-10-31 |
| Rep | 就證券提供意見 | 2015-06-11 | 2015-10-31 | |
| Rep | 證券交易 | 2015-06-11 | 2015-10-31 | |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 證券交易 | 2015-01-26 | 2015-04-24 |
| Rep | 就證券提供意見 | 2014-04-07 | 2015-04-24 |