| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2026-05-29 | - |
| Rep | 證券交易 | 2026-05-29 | - | |
| ABCI CAPITAL LIMITED | Rep | 證券交易 | 2024-12-11 | 2026-03-11 |
| RO | 證券交易 | 2024-06-11 | 2024-12-11 | |
| RO | 就機構融資提供意見 | 2024-06-11 | 2026-03-11 | |
| Rep | 就機構融資提供意見 | 2024-01-10 | 2024-06-11 | |
| Rep | 證券交易 | 2024-01-10 | 2024-06-11 | |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-12-29 | 2022-08-31 |
| Rep | 就機構融資提供意見 | 2021-11-03 | 2021-12-29 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-11-03 | 2022-08-31 |
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2019-01-31 | 2021-09-09 |
| Rep | 就機構融資提供意見 | 2017-11-22 | 2019-01-31 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-11-22 | 2021-09-09 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2016-03-11 | 2017-09-21 |
| Rep | 就證券提供意見 | 2016-03-11 | 2017-09-21 | |
| Rep | 證券交易 | 2016-03-11 | 2017-09-21 | |
| Goldin Financial Limited | Rep | 就機構融資提供意見 | 2015-03-23 | 2016-02-26 |
| JW CAPITAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2014-04-09 | 2015-02-23 |
已採集記錄中暫無金管局登記。