| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2024-05-27 | - |
| Rep | 提供資產管理 | 2024-05-27 | - | |
| Rep | 證券交易 | 2024-05-27 | - | |
| HC Securities (HK) Limited | RO | 提供資產管理 | 2023-09-06 | 2024-04-30 |
| Rep | 提供資產管理 | 2023-07-03 | 2023-09-06 | |
| RO | 就證券提供意見 | 2023-07-03 | 2024-04-30 | |
| RO | 證券交易 | 2023-07-03 | 2024-04-30 | |
| CR Wealth and Asset Management Limited | Rep | 提供資產管理 | 2021-05-18 | 2022-08-02 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-04-29 | 2022-08-02 |
| Rep | 證券交易 | 2020-04-29 | 2022-08-02 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2019-09-24 | 2020-04-01 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-06-26 | 2020-04-01 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-06-26 | 2019-09-24 |
| Rep | 就證券提供意見 | 2019-06-26 | 2020-04-01 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-12-24 | 2019-04-26 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-12-24 | 2019-04-26 |
| Rep | 證券交易 | 2018-12-24 | 2019-04-26 |
金管局記錄暫時無法載入，請稍後重試。