| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Capital Limited | Rep | 就機構融資提供意見 | 2025-10-08 | - |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2025-10-08 | - |
| Central China International Securities Co., Limited | Rep | 證券交易 | 2024-09-17 | 2025-09-02 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-06-27 | 2025-09-02 |
| Rep | 證券交易 | 2022-06-27 | 2025-09-02 | |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2020-05-12 | 2022-04-30 |
| Rep | 提供資產管理 | 2020-05-12 | 2022-04-30 | |
| YUANYIN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-02-01 | 2020-05-01 |
| Rep | 提供資產管理 | 2019-01-02 | 2020-05-01 |