| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hao Tian Asset Management Limited | RO | 就證券提供意見 | 2021-09-30 | - |
| RO | 提供資產管理 | 2021-09-30 | - | |
| Rep | 就證券提供意見 | 2020-05-19 | 2021-09-30 | |
| Hao Tian International Futures Limited | RO | 期貨合約交易 | 2020-05-19 | 2023-02-24 |
| Hao Tian International Securities Limited | RO | 證券交易 | 2020-01-03 | - |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2019-08-28 | 2021-09-30 |
| Hao Tian International Futures Limited | Rep | 期貨合約交易 | 2019-08-28 | 2020-05-19 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2019-08-28 | 2020-01-03 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2017-08-04 | 2019-07-17 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2017-03-09 | 2019-07-17 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2017-03-09 | 2019-07-17 |
| CNI Securities Group Limited | Rep | 證券交易 | 2014-04-23 | 2017-03-01 |
金管局記錄暫時無法載入，請稍後重試。