| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | 就證券提供意見 | 2023-07-13 | - |
| RO | 證券交易 | 2023-07-13 | - | |
| Rep | 就證券提供意見 | 2021-06-23 | 2023-07-13 | |
| Rep | 證券交易 | 2021-06-10 | 2023-07-13 | |
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2017-10-25 | 2021-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-04-25 | 2017-07-28 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-04-25 | 2017-07-28 |
已採集記錄中暫無金管局登記。