| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Advent Securities (Hong Kong) Limited | RO | 證券交易 | 2026-09-09 | - |
| JA SECURITIES LIMITED | Rep | 證券交易 | 2023-08-14 | 2024-06-03 |
| Kaisa Financial Group Company Limited | Rep | 證券交易 | 2017-11-24 | 2023-06-29 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2016-12-06 | 2017-08-31 |
| Rep | 證券交易 | 2016-12-06 | 2017-08-31 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2014-04-28 | 2016-08-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-04-28 | 2016-08-05 |