| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2024-03-20 | - |
| RO | 證券交易 | 2024-03-20 | - | |
| Rep | 就證券提供意見 | 2024-03-13 | 2024-03-20 | |
| Rep | 證券交易 | 2024-03-13 | 2024-03-20 | |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2023-01-10 | 2024-01-12 |
| RO | 證券交易 | 2023-01-10 | 2024-01-12 | |
| Rep | 就期貨合約提供意見 | 2020-03-05 | 2024-01-12 | |
| Rep | 期貨合約交易 | 2020-03-05 | 2024-01-12 | |
| Rep | 就證券提供意見 | 2019-01-09 | 2023-01-10 | |
| Rep | 證券交易 | 2019-01-09 | 2023-01-10 |