| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2021-09-20 | - |
| Rep | 就證券提供意見 | 2021-09-20 | - | |
| Rep | 證券交易 | 2021-09-20 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-06-16 | 2021-08-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-06-16 | 2021-08-09 |
| Rep | 證券交易 | 2021-06-16 | 2021-08-09 | |
| Silk Road International Capital Limited | Rep | 就機構融資提供意見 | 2019-01-09 | 2021-05-20 |
| Rep | 就證券提供意見 | 2019-01-09 | 2021-05-20 | |
| Rep | 證券交易 | 2019-01-09 | 2021-05-20 |