| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2019-10-30 | 2021-06-26 |
| Rep | 就證券提供意見 | 2019-10-30 | 2021-06-26 | |
| Rep | 期貨合約交易 | 2019-10-30 | 2021-06-26 | |
| Rep | 證券交易 | 2019-10-30 | 2021-06-26 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2019-01-11 | 2019-02-28 |